Prior Written Notice

A Potential Tool for Advocating for your Child

Many commentators believe that using a demand for Prior Written Notice (PWN) may be a powerful tool to get school districts t take a position and commit to giving adequate services for your children.  While the legal efficacy is not clear, especially in Illinois, these resources can help you put a PWN demand together.  It just might work.

Nothing on this page should be considered legal advice.  Please consult your legal professional as your situation may differ.

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The Use of the IDEA's Parental Notice Requirements
as an
Affirmative Advocacy Tool
by
Curt L. Sytsma
Staff Attorney & Coordinator
Program for Developmental Disabilities
 
 

Joan E. Swanson Bartlett
Paralegal Advocate

Connie B. Fanselow
Paralegal Advocate

Iowa Protection & Advocacy Services, Inc.
3015 Merle Hay Road, Suite 6
Des Moines, Iowa 50310
(515) 278-2502
csystma@ipna.org
 
For well over two years now, Iowa P & A has increased its reliance on an innovative method of resolving disputes between parents and school districts. That method is the use of the notice requirements set forth in 34 C.F.R s
ec. 300.504-505 (now codified in the 1997 IDEA at sec. 1415(b)(3) and sec 1415(c)). These provisions for parental notice have proven to be an effective affirmative advocate's tool through the mechanism of a Formal Request for Written Notice. 

The parental notice requirement gives parents the right to written noticeCnot merely notice of their rights, but written notice of specific information pertaining to their child. The school district or the educational service agency must provide this notice to the parent "a reasonable time before" the public agency proposes to initiate or changeCor refuses to initiate or changeCthe identification, evaluation, or educational placement of the child. Parents are also entitled to specific written notice "a reasonable time before" the public agency proposes to initiate or changeCor refuses to initiate or changeCthe provision of a free appropriate public education [FAPE) to the child.

In short, parents are entitled to written notice under the IDEA almost anytime they are in disagreement with the school district or other educational agency regarding the education of, or accommodations for, their child.
 
The written notice must inform parents of their rights. Just as important, however, the written notice must give parents the following information:

To put it succinctly, the school and/or the educational service agency must tell parents why they're doing what they're doing, or why they're not doing what they're not doing--and they must tell parents in writing.
 
At Iowa P & A, we have developed an increased reliance on this innovation for both proactive and reactive reasons. Proactively, the Parental Notice forces school districts and regional educational service agencies to consider the rationale behind their denial of parental requests, provides key information to the parents, and facilitates local resolution through parental empowerment.

Reactively, we have met the challenge presented by the serious escalation in the number of requests for services in the educational arena. Thus, our consistent use of the Parental Notice permits Iowa P & A to resolve more cases with less effort. In the first three months this tool was used, the rate of cases requiring pre-appeal (a formal mediation conference) for resolution, dropped from 1 or 2 per week to 1 or 2 per month. Because this Formal Request for Written Notice forces school districts and area education agencies to defend their actions and refusals to act in writing, some have invented reasons for not complying. Accordingly, we have developed more aggressive enforcement letters.
 
At least 80% of the time, the school district or area education agency responds to our Formal Request (or subsequent enforcement letter) by resolving their dispute with the parents. In the remaining cases, the Iowa P & A staffing team has the advantage of the written response to assess our course of action. It is likely that, given this advantage, we will be able to devote more of our resources to selected Due Process actions.

We have also encouraged numerous other advocates in to independently use our model Formal Request. Because this activity empowers parents in a resource-effective manner, our staff can assist by enforcing the Formal Requests written by other advocates when instances of non-response or inadequate response are brought to our attention.

The written notice requirements imposed by 20 U.S.C. sec. 1415(b)(3) & 1415(c) apply whenever the public educational agency's action or inaction constitutes:

  1.  a propos[al] to initiate . . . the identification . . . of the child@
  2.  a refus[al] to initiate . . . the identification . . . of the child@
  3.  a propos[al] to . . . change the identification . . . of the child@
  4.  a refus[al] to . . . change the identification . . . of the child@
  5.  a propos[al] to initiate . . . the . . . evaluation . . . of the child@
  6.  a refus[al] to initiate . . . the . . . evaluation . . . of the child@
  7.  a propos[al] to . . . change the . . . evaluation . . . of the child@
  8.  a refus[al] to . . . change the . . . evaluation . . . of the child@
  9.  a propos[al] to initiate . . . the . . . educational placement of the child@
  10.  a refus[al] to initiate . . . the . . . educational placement of the child@
  11.  a propos[al] to . . . change the . . . educational placement of the child@
  12.  a refus[al] to . . . change the . . . educational placement of the child@
  13.  a propos[al] to initiate . . . the provision of a free appropriate public education to the child@
  14.  a refus[al] to initiate . . . the provision of a free appropriate public education to the child@
  15.  a propos[al] to . . . change . . . the provision of a free appropriate public education to the child@
  16.  a refus[al] to . . . change . . . the provision of a free appropriate public education to the child@
As you will see, the model Formal Request for Written Notice we have developed is designed to incorporate one of these statutory phrases in its third paragraph.
 


Following is a series of sample letters developed and used by Iowa P & A to request and secure legally adequate child-specific written notice: top

SAMPLE COVER LETTER TO SCHOOL DISTRICT
 

August 1, 1999

Ima Straitlace, Superintendent
Everytown Community School District
101 Main Street S.W.
Everytown, IA 44302
 

Dear Ms. Straitlace:
 
Our agency has recently received a statement of concerns from Douglas and Diane Distraught, the parents of Dylan Distraught, an 8-year-old, third grade student at the Elm Street Elementary School in the Everytown Community School District.

As a primary step in our investigative procedure, enclosed please find a Formal Request for Written Notice Pursuant to the Individuals with Disabilities Education Act. When it is prepared, your Written Notice should be forwarded directly to the parents. Any further involvement by our agency will depend, at least in part, upon your response to this Formal Request.
 
Our agency is dedicated to resolving all disputes at the lowest level of conflict possible. Accordingly, may we suggest that you take this opportunity to contact the parents and to resolve the issues, if at all possible?
 

Sincerely,
 
Zealous Worker
Zealous Worker
Paralegal Advocate
Iowa Protection & Advocacy Services, Inc.  
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Sample letters 
SAMPLE COVER LETTER TO EDUCATIONAL SERVICE AGENCY
 
August 1, 1999
 

Yura Goodegg, Director
Special Education Division
State Center Area Education Agency
111 Office Park Drive
Scenic City, IA 44344
 

Dear Mr. Goodegg:
 
Our agency has recently received a statement of concerns from Douglas and Diane Distraught, the parents of Dylan Distraught, an 8-year-old, third grade student in the Everytown Community School District.
 
As a primary step in our investigative procedure, enclosed please find a Formal Request for Written Notice Pursuant to the Individuals with Disabilities Education Act. When it is prepared, your Written Notice should be forwarded directly to the parents. Any further involvement by our agency will depend, at least in part, upon your response to this Formal Request.

Our agency is dedicated to resolving all disputes at the lowest level of conflict possible. Accordingly, may we suggest that you take this opportunity to contact the parents and to resolve the issues, if at all possible?
 

Sincerely,
 

Zealous Worker

Zealous Worker
Paralegal Advocate
Iowa Protection & Advocacy Services, Inc.

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Sample letters

SAMPLE COVER LETTER TO PARENTS
 

August 1, 1999

 
Douglas and Diane Distraught
8080 Shady Lane
Everytown, IA 44303
 

Dear Mr. and Mrs. Distraught:

We have taken the action we discussed in response to the concerns you brought to our attention. Enclosed please find a copy of a "Formal Request for Written Notice Pursuant to the Individuals with Disabilities Education Act.? As you can see, we have mailed this Request to both the School District and the Area Education Agency. Hopefully, this Request will inspire the School District or the AEA to contact you in an attempt to resolve your differences. If so, we urge you to work with them and share your progress with us.
 
Please let us know when you receive the Written Notice specified in the Request. We will use that Notice to assess what additional steps, if any, our agency should take to help you to insure an appropriate education for your child. In the meantime, please sign and return the enclosed Releases of Information to our agency; these Releases will enable us to move more quickly should the need arise. (A self-addressed stamped envelope is enclosed for this purpose).

The quality of education that children with disabilities receive is very much dependent on the dedication of parents like you. We appreciate this opportunity to work with you.
 

Sincerely,
 
Zealous Worker

Zealous Worker
Paralegal Advocate
Iowa Protection & Advocacy Services, Inc.

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Sample letters

SAMPLE FORMAL REQUEST FOR WRITTEN NOTICE LETTER
 
 
August 1, 1999
 

Ima Straitlace, Superintendent
Everytown Community School District
101 Main Street S.W.
Everytown, IA 44302

Yura Goodegg, Director
Special Education Division
State Center Area Education Agency
111 Office Park Drive
Scenic City, IA 44344

Dear Educators:
 
Iowa Protection & Advocacy Services, Inc. is the state-designated entity that discharges the federally mandated function of advocating for the rights of individuals with disabilities. Our jurisdiction is statewide and includes the activities of your agencies insofar as they affect the rights of individuals with disabilities.
 
We have been contacted by Douglas and Diane Distraught, who are the parents of Dylan Distraught, an 8-year-old special education student enrolled in the third grade at the Elm Street Elementary School in Everytown. It is our understanding that Mr. and Mrs. Distraught have requested that your agencies cease the practice of punishing their child by locking him in a closet. It is also our understanding that your agencies have refused to honor this request.
 
Your action constitutes a "refus[al] to . . . change . . . the provision of a free appropriate public education to the child" within the meaning of the Individuals with Disabilities Education Act sec. 1415(b)(3). Accordingly, you have the legal duty to provide written notice to the parents within a reasonable time. Without waiving any cause of action that may have accrued owing to your past failure to provide this notice, we are hereby formally requesting the written notice required by the cited statutory provision.
 
Please be advised that your written notice to the parents will not be legally satisfactory unless it contains each and all of the following elements:  The foregoing requirements (and others) are set forth in 20 U.S.C. sec. 1415(b)(3) & 1415(c). Please be advised that the failure to honor these requirements within a reasonable time would constitute an actionable violation of the child's rights.

For your convenience, I have enclosed a copy of the statutory provisions cited in this letter. If you have any questions regarding their meaning, you may consult your local counsel or you may call the undersigned.
 

Respectfully,
 
Zealous Worker

Zealous Worker
Paralegal Advocate
Iowa Protection & Advocacy Services, Inc.

cc: Mr. and Mrs. Douglas Distraught
 
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Sample letters 

 
 
PARENTAL NOTICE REQUIREMENTS EXCERPTED FROM
The Individuals with Disabilities Education Act
 
    20 U.S.C. sec. 1415 Procedural Safeguards. 
    (b) Types of procedures 
          The procedures required by this section shall include - 
      (3) written prior notice to the parents of the child whenever such agency-- 
        (A) proposes to initiate or change; or 
        (B) refuses to initiate or change; the identification, evaluation, or educational placement of the child, in accordance with subsection (c), or the provision of a free appropriate public education to the child;
       (4) procedures designed to ensure that the notice required by paragraph (3) is in the native language of the parents, unless it clearly is not feasible to do so;
    (c) Content of prior written notice 
    The notice required by subsection (b)(3) shall include-- 
      (1) a description of the action proposed or refused by the agency; 
      (2) an explanation of why the agency proposes or refuses to take the action; 
      (3) a description of any other options that the agency considered and the reason why those options were rejected; 
      (4) a description of each evaluation procedure, test, record, or report the agency used as a basis for the proposed or refused action; 
      (5) a description of any other factors that are relevant to the agency's proposal or refusal;...
 

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Sample letters


SAMPLE FOLLOW-UP LETTER FOR INADEQUACY OF WRITTEN NOTICE
 
 
August 20, 1999
 

Ima Straitlace, Superintendent
Everytown Community School District
101 Main Street S.W.
Everytown, IA 44302
 

Yura Goodegg, Director
Special Education Division
State Center Area Education Agency
111 Office Park Drive
Scenic City, IA 44344
 

 
Dear Educators:

We have received a copy of Superintendent Straitlace's letter to Douglas and Diane Distraught, dated August 15, 1999. We would like to thank you for your prompt reply to our original Formal Request for Written Notice, dated August 1, 1999. Unfortunately, your notice is not legally satisfactory.

Specifically, the issue is why your agencies have refused to discontinue punishing Mr. and Mrs. Distraught?s son, Dylan, by locking him in a closet. So far as we can tell, your response is that the IEP team "agree[s] that Dylan's current individual education program is appropriate and is meeting his educational and behavioral needs." Obviously, when you refer to the "team," you have excluded the parents, who are statutory members of that team. As you know, they do not agree that the practice of locking Dylan in a closet is appropriate to Dylan's needs.

Your notice tells us what we already knew--that the team (other than the parents) has rejected the parental request. The notice does not tell us "why" the team has done so. We do not find a list of "the reasons why" other forms of behavior management were rejected. We do not find a description of each evaluation procedure, test, record, or report the team used to justify its denial of the parental request. We do not find a description of the other factors relevant to the refusal. In short, there has been no compliance with the specific requirements of 20 U.S.C. sec. 1415(b)(3) & 1415(c).

Please be further advised that if we file a Due Process action to secure an appropriate program for Dylan, we will assert to the presiding Administrative Law Judge that the evidence you can introduce is and must be confined to the evidence you have included in your written notice to the parents.
 
We look forward to hearing from you in the very near future.

Respectfully,
 
Zealous Worker

Zealous Worker
Paralegal Advocate
Iowa Protection & Advocacy Services, Inc.

cc: Mr. & Mrs. Douglas Distraught
 
 
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Sample letters

SAMPLE ENFORCEMENT LETTER FOR FAILURE TO REPLY
 
 
September 3, 1999
 

Ima Straitlace, Superintendent
Everytown Community School District
101 Main Street S.W.
Everytown, Iowa 44302

Yura Goodegg, Director
Special Education Division
State Center Area Education Agency
111 Office Park Drive
Scenic City, IA 44344
 

(Reference 20 U.S.C. sec.1415(b)(3) & 1415(c))
 
Dear Educators:

On August 1, 1999 our office mailed to you a Formal Request for Written Notice pertaining to Dylan Distraught, son of Douglas and Diane Distraught. More than a month has now passed, and the parents have not received the requested notice. Your failure to respond within a reasonable time is an actionable violation of the federally guaranteed rights of the parents and the child.

Please be advised that, unless written notice meeting the requirements of 20 U.S.C ?? 1415(b) & 1415(c) is received by the parents within seven (7) calendar days from the date of this letter, a Due Process action to enforce the mandatory provisions of the cited section will be filed with the Iowa Department of Education.
 
Please be further advised that, if it is necessary for us to file a Due Process action in order to enforce these federal rights, we can and will pursue a claim for attorney fees.
 

Sincerely,

Zealous Worker

Zealous Worker
Paralegal Advocate
Iowa Protection & Advocacy Services, Inc.

cc: Mr. and Mrs. Douglas Distraught
 
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Sample letters


Code of Federal Regulations

(Editor's Note: the reference should now be to sections 503 and 504 of the 1999 regulations.   The relevant subsection is highlighted.)

Sec. 300.503  Prior notice by the public agency; content of notice.

    (a) Notice. (1) Written notice that meets the requirements of paragraph (b) of this section must be given to the parents of a child with a disability a reasonable time before the public agency--     (2) If the notice described under paragraph (a)(1) of this section relates to an action proposed by the public agency that also requires parental consent under Sec. 300.505, the agency may give notice at the same time it requests parent consent.
 
(b) Content of notice. The notice required under paragraph (a) of this section must include-- 
    (1) A description of the action proposed or refused by the agency; 
    (2) An explanation of why the agency proposes or refuses to take the action; 
    (3) A description of any other options that the agency considered and the reasons why those options were rejected; 
    (4) A description of each evaluation procedure, test, record, or report the agency used as a basis for the proposed or refused action; 
    (5) A description of any other factors that are relevant to the agency's proposal or refusal; 
    (6) A statement that the parents of a child with a disability have protection under the procedural safeguards of this part and, if this notice is not an initial referral for evaluation, the means by which a copy of a description of the procedural safeguards can be obtained; and 
    (7) Sources for parents to contact to obtain assistance in understanding the provisions of this part. 
 
    (c) Notice in understandable language.

Sec. 300.504  Procedural safeguards notice.

    (a) General. A copy of the procedural safeguards available to the parents of a child with a disability must be given to the parents, at a minimum--
    (1) Upon initial referral for evaluation;
    (2) Upon each notification of an IEP meeting;
    (3) Upon reevaluation of the child; and
    (4) Upon receipt of a request for due process under Sec. 300.507.

    (b) Contents. The procedural safeguards notice must include a full explanation of all of the procedural safeguards available under Secs. 300.403, 300.500-300.529, and 300.560-300.577, and the State complaint procedures available under Secs. 300.660-300.662 relating to--
    (1) Independent educational evaluation;
    (2) Prior written notice;
    (3) Parental consent;
    (4) Access to educational records;
    (5) Opportunity to present complaints to initiate due process hearings;
    (6) The child's placement during pendency of due process proceedings;
    (7) Procedures for students who are subject to placement in an interim alternative educational setting;
    (8) Requirements for unilateral placement by parents of children in private schools at public expense;
    (9) Mediation;
    (10) Due process hearings, including requirements for disclosure of evaluation results and recommendations;
    (11) State-level appeals (if applicable in that State);
    (12) Civil actions;
    (13) Attorneys' fees; and
    (14) The State complaint procedures under Secs. 300.660-300.662, including a description of how to file a complaint and the timelines under those procedures.
    (c) Notice in understandable language. The notice required under paragraph(a) of this section must meet the requirements of Sec. 300.503(c).

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Sample letters



Remainder of 20 U.S.C. sec 1415 (for those of you worried about completion:)
...
Sec. 300.503  Prior notice by the public agency; content of notice.

    (a) Notice. (1) Written notice that meets the requirements of
paragraph (b) of this section must be given to the parents of a child
with a disability a reasonable time before the public agency--

    (2) If the notice described under paragraph (a)(1) of this section
relates to an action proposed by the public agency that also requires
parental consent under Sec. 300.505, the agency may give notice at the
same time it requests parent consent.

...
(b)(6) A statement that the parents of a child with a disability have
protection under the procedural safeguards of this part and, if this
notice is not an initial referral for evaluation, the means by which a
copy of a description of the procedural safeguards can be obtained; and
    (7) Sources for parents to contact to obtain assistance in
understanding the provisions of this part.
    (c) Notice in understandable language. (1) The notice required under
paragraph (a) of this section must be--
    (i) Written in language understandable to the general public; and
    (ii) Provided in the native language of the parent or other mode of
communication used by the parent, unless it is clearly not feasible to
do so.
    (2) If the native language or other mode of communication of the
parent is not a written language, the public agency shall take steps to
ensure--
    (i) That the notice is translated orally or by other means to the
parent in his or her native language or other mode of communication;
    (ii) That the parent understands the content of the notice; and
    (iii) That there is written evidence that the requirements in
paragraphs (c)(2) (i) and (ii) of this section have been met.

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Sample letters